Our Firm

Company/My History

James E. Bashaw & Co. is a Houston based financial services firm that provides investment management, financial planning, college planning and estate planning.  Founded in 2001, James E. Bashaw and Company is an Branch Office for Independent Financial Group, a FINRA member.   James E. Bashaw & Co. provides proprietary, confidential planning solutions to families across the United States.  The firm does not have a minimum OR maximum account size.

Community Involvement

James E. Bashaw & Co. is active in the Community.  James E. Bashaw & Co. employees serve on such committees as the Catholic Endowment Foundation of Galveston Houston, the Houston Livestock Show and Rodeo, Catholic Charities of Houston, The Huntington's Disease Society of America, Casa de Esperanza de los Ninos, Nick Finnegan Counseling Center and many others. James E. Bashaw & Co. and their employees have helped to raise over $100 million for Houston Charities since 2001.


James E. Bashaw & Co. is a Houston-based financial services firm.  Our mission and guiding philosophy is to provide the highest quality private banking services to families and institutions.  Our goal is to offer a consistent level of professional service and sound financial advice in a uniquely personal atmosphere.  In today's challenging climate, we strive to separate ourselves from other competitors by bringing objective unbiased and customized financial advice and service to our customers.

Licensed to sell securities in the following states: CO, DC, FL, GA, IL, LA, MD, MS, MT, OH, PA, SC, TN, TX, VA, WA

Information provided is from sources believed to be reliable however, we cannot guarantee or represent that it is accurate or complete. Because situations vary, any information provided on this site is not intended to indicate suitability for any particular investor. Hyperlinks are provided as a courtesy and should not be deemed as an endorsement. When you link to a third-party website you are leaving our site and assume total responsibility for your use or activity on the third-party sites.

 Investment Advisor Representative offering securities and advisory services offered through Independent Financial Group, LLC (IFG), a Registered Investment Adviser. Member FINRA/SIPC. James E. Bashaw & Co. and IFG are unaffiliated entities.